Concurrent Investment Advisors, a hybrid registered investment advisor with a 1099 affiliation model, has made a minority investment in a Longboat Key, Fla.-based asset manager. Concurrent, which is ...

Cresset, a $72 billion registered investment advisor based in Chicago, announced plans to merge with Monticello Associates, an employee-owned institutional consulting firm with $124 billion in assets ...

Main Street Financial Solutions, a Newtown, Pa.-based RIA with $2.5 billion in client assets, has launched a three-person RIA of former wirehouse and broker/dealer employees based in Malvern, Pa ...

Authorities arrested a Florida man for allegedly swindling over $600,000 from 11 investors, according to New York Attorney General Letitia James. James claimed Marc Henry Menard’s three-year ...

The top SMA managers of the the decade, per Informa Investment Solutions’ PSN Top Gun awards.

Fiduciary Network exits its investment in Pathstone, as the private equity firm takes a significant stake in the RIA.

Hightower said it has acquired an undisclosed ownership stake in Frontier Investment Management, a $3.3 billion RIA based in Dallas, the firm's third and largest deal this year.

Voya Financial has agreed to acquire OneAmerica Financial’s retirement plan business, which encompasses over $60 billion of assets under administration. The deal is expected to close on Jan. 1 ...

RIA Edge 100: Growth by Design, Not by DefaultRIA Edge 100: Growth by Design, Not by Default Wealth Management IQ and ISS Market Intelligence (ISS MI) have compiled a list of RIAs growing fast ...

In this week’s advisor deals and moves, Carson Wealth snags a $608M firm, RIA holding company Aspen acquires its third firm, and a $580M RIA joins Sanctuary’s independent partner channel.

Chicago-based Hightower announced its second acquisition this week, taking an undisclosed ownership stake in Private Vista, a $1.5 billion registered investment advisor with offices in Chicago and ...