In the past cow herd records could have been as simple as a pen and pocket notebook. Now with the advent of computers, smartphones and other various forms of technology it can be easier than ever.

Essential Record Keeping and Compliance in Business Registration Learn how to navigate the complex financial and legal landscape of business ownership. Effective record-keeping is the backbone of a ...

The Financial Industry Regulatory Authority (FINRA) recently released its annual regulatory oversight report for 2024. This has been shared to provide firms with key insights and observations from the ...

Registered investment advisers are subject to record-keeping requirements regarding certain written communications, and in the last several years, the U.S. Securities and Exchange Commission has ...

I’ve bought a journal every year since 2018. It’s been seven years, though it doesn’t feel too long ago that I was a middle schooler gripping a ballpoint and carving letters into paper for no apparent ...

A popular belief among retirement plan sponsors is no more than a myth, according to a new report from CEM Benchmarking released Aug. 21. Plan sponsors often believe that average balances in workers’ ...

Question: As a small business owner, I get overwhelmed by all the different notice and record keeping requirements that California law requires employers to follow. Are there any new requirements in ...