The rival firms will pay for a forensic consultant to preserve evidence of transferred confidential data while they await ...

Professional conduct is one of those key issues a board has a responsibility to measuring and understanding,” one senior ...

Dan Arnold will be able to retain stock options that have a value of $12 million, according to a company filing with the ...

LPL Financial Holdings Inc. (NASDAQ: LPLA) has reached a settlement with its former president and CEO, Dan H. Arnold, who was ...

The settlement, reached a little more than two months after he was fired, was about 15% of the total he was entitled to had ...

Homrich Berg also acquires a $6.4 billion RIA and Hightower takes a stake in an $800 million advisory practice.

LPL Financial added another firm as part of its recent string of nabbing breakaway practices from Osaic. The latest addition ...

LPL Financial Holdings is an independent broker/dealer that provides a platform of proprietary technology, brokerage, and investment advisory services to financial advisors and institutions. As of the ...

Captrust Financial Advisors acquired a new position in First Trust NASDAQ Rising Dividend Achievers (NASDAQ:RDVY – Free ...

With sales of alternative investments surging this year and a Republican in the White House next month, market watchers are ...

This financial stock is forming a bullish chart pattern. The company manages more than $1.6 trillion in assets.

The broker-dealer has recruited more than a dozen advisers and $3 billion in assets in the greater Tampa Bay region this year ...