Professional conduct is one of those key issues a board has a responsibility to measuring and understanding,” one senior ...

Dan Arnold will be able to retain stock options that have a value of $12 million, according to a company filing with the ...

With sales of alternative investments surging this year and a Republican in the White House next month, market watchers are ...

LPL Financial has reached a $12 million settlement agreement with former CEO Dan Arnold, whom the firm fired in October for ...

The settlement, reached a little more than two months after he was fired, was about 15% of the total he was entitled to had ...

LPL Financial Holdings Inc. (NASDAQ: LPLA) has reached a settlement with its former president and CEO, Dan H. Arnold, who was ...

LPL Financial added another firm as part of its recent string of nabbing breakaway practices from Osaic. The latest addition ...

LPL Financial Holdings is an independent broker/dealer that provides a platform of proprietary technology, brokerage, and investment advisory services to financial advisors and institutions. As of the ...

SAN DIEGO, Dec. 03, 2024 (GLOBE NEWSWIRE) -- LPL Financial LLC today announced that Rich Steinmeier, Chief Executive Officer, and Matt Audette, President and Chief Financial Officer, will present at ...

The broker-dealer has recruited more than a dozen advisers and $3 billion in assets in the greater Tampa Bay region this year ...

This financial stock is forming a bullish chart pattern. The company manages more than $1.6 trillion in assets.

Stifel Financial Corp trimmed its holdings in shares of First Trust Long/Short Equity ETF (NYSEARCA:FTLS – Free Report) by ...